Synopsis
Chapter 1. The Legal and Institutional Framework of Securities Regulation
Chapter 2. The Definition of a Security
Chapter 3. The Public Offering
Chapter 4. Exempt Transactions
Chapter 5. Secondary Distributions
Chapter 6. Recapitalizations, Reorganizations, and Acquisitions
Chapter 7. Exempt Securities
Chapter 8. Liability Under the Securities Act
Chapter 9. Financial Reporting: Mechanisms, Duties, and Culture
Chapter 10. Inquiries into the Materiality of Information
Chapter 11. The Securities Exchange Act of 1934: Markets and Information
Chapter 12. Fraud in Connection with the Purchase or Sale of a Security
Chapter 13. The Enforcement of the Securities Laws
Chapter 14. The Regulation of Insider Trading
Chapter 15. Shareholder Voting and Going-Private Transactions
Chapter 16. Corporate Takeovers
Chapter 17. Regulation of the Securities Markets and Broker-Dealers
Chapter 18. The Investment Advisers and Investment Company Acts of 1940
Chapter 19. Transnational Fraud and the Reach of U.S. Securities Laws
Table of Cases
Index